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Security Traders Association dictum meum pactum since 1934

  • Reflections from 2018
    by Jim Toes on January 11, 2019 at 9:56 pm

    by Mike Rask, Hodges Capital & STA 2018 Chairman Shortly after starting in this business, I recall a conversation with a long-time industry veteran who stated that “the financial services industry is constantly changing and evolving” and further, “try to understand what these changes mean and stay relevant.”  For perspective, at the time of this…  Read more The post Reflections from 2018 appeared first on Security Traders Association. […]

  • Dallas STA 2018 Texas Traders Convention
    by Jim Toes on December 31, 2018 at 3:14 pm

    Dallas STA 2018 Texas Traders Convention- The Four Seasons Resort at Las Colinas here The post Dallas STA 2018 Texas Traders Convention appeared first on Security Traders Association. […]

  • Happy New Year
    by Jim Toes on December 31, 2018 at 2:17 pm

    Happy New Year “I like the dreams of the future better than the history of the past” -Thomas Jefferson On behalf of the STA Board of Governors and the 245 individuals serving on STA Affiliate Boards we wish you and your families a happy and healthy 2019.   From the Hill brought to you by…  Read more The post Happy New Year appeared first on Security Traders Association. […]

  • What if George Bailey Owned a Broker-Dealer Instead?
    by Jim Toes on December 27, 2018 at 9:29 pm

    Once again, Christmas Eve at my house was spent watching It’s a Wonderful Life, with Jimmy Stewart playing George Bailey, a steadfast pillar in his hometown who also owns a building and loan company that bears his family name. In all the years of watching, Good Ol’ George always inspired thoughts associated with valuable life lessons…  Read more The post What if George Bailey Owned a Broker-Dealer Instead? appeared first on Security Traders Association. […]

  • STAC Women’s Collective Event
    by Jim Toes on December 27, 2018 at 6:10 pm

      Join the STAC Women’s Collective over breakfast for an inspiring session presented by featured speaker Wendie Lloyd details here   Living fearless doesn’t mean you never experience fear: it means you embrace fear and let it become energy to propel you forward. We will discuss aspects of being a fearless female including being connected…  Read more The post STAC Women’s Collective Event appeared first on Security Traders Association. […]

  • Open Call Report – Implementation of Amendments to Rule 606
    by Jim Toes on December 19, 2018 at 3:19 pm

    STA Open Call – December 11, 2018 – Call Notes[1] Implementation of Amendments to Rules 605 & 606 Chris Bok, FIF & Son-Mi Lee, FIF John Roeser, Associate Director, SEC Division of Trading & Markets Ted Venuti, Assistant Director, SEC Division of Trading & Markets   Opening Remarks – Jim Toes, STA Senate Banking Oversight…  Read more The post Open Call Report – Implementation of Amendments to Rule 606 appeared first on Security Traders Association. […]

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